Chief Operations Officer
Cindy began her career in the Financial Services industry over 10 years ago. She started her career in retail banking and worked her way up to Branch Manager. Wanting to be involved in the Wealth Management and Investment side of the business, she joined Charles Schwab. During her 5 years with Charles Schwab, her duties included servicing clients, interfacing with Financial Advisors, and third-party money managers. She was also responsible for branch office compliance. Cindy has the following licenses: Series 7, 63, 9 and 10 which are held with LPL Financial.
Her unique skill set allows her to work with advisors and management on firm initiatives such as operations, compliance, procedures and processes.
On a personal note: Cindy is a transplant from Arizona and loves to enjoy everything San Diego has to offer by hiking, paddle boarding and frequenting the dog friendly beaches with her mini poodle and husband